ENGLISH ORIGINAL 英文转写
简体中文译文 与原文对应
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
美利坚合众国
美国证券交易委员会
SECURITIES EXCHANGE ACT OF 1934
Release No. 95732 / September 12, 2022
《1934年证券交易法》
公告第95732号/2022年9月12日
ADMINISTRATIVE PROCEEDING
File No. 3-20537
行政程序
案号:3-20537
:
In the Matter of :
:
GTV Media Group, Inc., Saraca : ORDER DIRECTING
Media Group, Inc., and Voice of : DISBURSEMENT OF FAIR FUND
Guo Media, Inc., :
:
Respondents. :
关于GTV Media Group, Inc.、Saraca Media Group, Inc.及Voice of Guo Media, Inc.作为被申请人的案件
公平基金第一批分配令
原第 1 段
1 On January 31, 2022, the Division of Enforcement, pursuant to delegated authority,
published a Notice of Proposed Plan of Distribution and Opportunity for Comment (“Notice”),1
pursuant to Rule 1103 of the Commission’s Rules on Fair Fund and Disgorgement Plans
(“Commission’s Rules”),2 and simultaneously posted the Proposed Plan of Distribution (the
“Proposed Plan”). 2The Notice advised interested persons that they could obtain a copy of the
Proposed Plan from the Commission’s public website or by submitting a written request to Noel
Gittens, United States Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549-5876. 3The Notice also advised that all persons desiring to comment on the Proposed Plan
could submit their comments, in writing, within 30 days of the Notice. 4The Commission
received 255 comments on the Proposed Plan during the comment period. 5On April 7, 2022,
after thorough review and substantial consideration, the Commission issued an order approving
the Proposed Plan without modification,3 and posted the approved Plan of Distribution (the
“Plan”).
12022年1月31日,执法部依据授权,依照委员会《公平基金及吐出非法所得分配方案规则》(以下简称“委员会规则”)第1103条²,发布《拟议分配方案及征求意见通知》(以下简称“通知”)¹,并同时公布拟议分配方案(以下简称“拟议方案”)。 2通知告知利害关系人,可从委员会公共网站取得拟议方案副本,或向美国证券交易委员会Noel Gittens提出书面请求,地址为华盛顿哥伦比亚特区东北区F街100号,邮政编码20549-5876。 3通知还告知,任何拟对拟议方案提出意见的人,均可在通知发布后30日内提交书面意见。 4委员会在征求意见期间收到255条关于拟议方案的意见。 52022年4月7日,经全面审查和充分考虑,委员会发布命令,不作修改地批准拟议方案³,并公布获批的分配方案(以下简称“方案”)。
原第 2 段
1 The Plan provides for the distribution of the Fair Fund, plus accumulated interest, less
taxes, fees, and expenses, to harmed investors according to the methodology set forth in the Plan.
2Because of the magnitude of this distribution and the foreseen challenges in obtaining
information and verification of claim amounts, the Plan provides for a two-stage distribution.
3Pursuant to the Plan, the initial tranche (“Initial Tranche”) of the Net Available Fair Fund4 is to
be disbursed to those claimants whose claim forms have been fully processed, and whose
Recognized Loss, as calculated pursuant to the Plan of Allocation, is determined to exceed
$50.00. 4Payments disbursed in the Initial Tranche represent at least 50% of the Payee’s
Recognized Loss.
1方案规定,公平基金加上累计利息、扣除税款、费用及开支后,按方案规定的方法分配给受损投资者。 2鉴于本次分配规模庞大,且预计获取信息及核验申报金额存在困难,方案规定分2个阶段分配。 3依方案,公平基金可供分配净额⁴的首批款项(以下简称“首批款项”)应支付给申报表已全部处理完毕,且依分配计算方案确定的核定损失超过50.00美元的申领人。 4首批支付款项至少为收款人核定损失的50%。
原第 3 段
1 Pursuant to the Plan, the Fund Administrator has submitted a payment file to Commission
staff with a reasonable assurances letter as to the completeness and accuracy of the information
contained therein. 2The Commission staff has reviewed and accepted the payment file and
requests, pursuant to Rule 1101(b)(6) of the Commission’s Rules, 17 C.F.R. § 201.1101(b)(6),
that the Commission authorize the transfer of $77,915,851.58 from the Fair Fund to the Fair
Fund’s escrow account at The Huntington National Bank for distribution by the Fund
Administrator in accordance with the Plan to those Eligible Claimants deemed to be Payees in
the Initial Tranche of this distribution.
1依方案,基金管理人已向委员会工作人员提交付款文件,并附函就其中信息的完整性和准确性提供合理保证。 2委员会工作人员已审查并接受该付款文件,现依委员会规则第1101(b)(6)条,即《联邦法规汇编》第17编第201.1101(b)(6)条,请求委员会授权将77,915,851.58美元从公平基金划入该基金在亨廷顿国民银行的托管账户,由基金管理人依方案向本次首批分配中被认定为收款人的合格申领人分配。
原第 4 段
1 Accordingly, it is hereby ORDERED, that Commission staff shall transfer
$77,915,851.58 from the Fair Fund to the Fair Fund’s escrow account at The Huntington
National Bank, and the Fund Administrator shall distribute such monies to the Eligible Claimants
deemed Payees in the Initial Tranche in accordance with the Plan.
1据此,兹命令:委员会工作人员应将77,915,851.58美元从公平基金划入该基金在亨廷顿国民银行的托管账户,基金管理人应依方案将该款项分配给首批分配中被认定为收款人的合格申领人。
原第 5 段
1 For the Commission, by the Division of Enforcement, pursuant to delegated authority.5
1执法部依据授权,代表委员会发布。⁵
原第 6 段
1 Vanessa A. Countryman
Secretary
1秘书
Vanessa A. Countryman
原第 7 段
11
Exchange Act Rel. No. 94107 (Jan. 31, 2022).
11 《证券交易法》公告第94107号(2022年1月31日)。
原第 8 段
12
17 C.F.R. § 201.1103.
12 《联邦法规汇编》第17编第201.1103条。
原第 9 段
13
Order Approving Plan of Distribution, Exchange Act Rel. No. 94628 (Apr. 7, 2022).
13 《分配方案批准令》,《证券交易法》公告第94628号(2022年4月7日)。
原第 10 段
14
All capitalized terms used herein but not defined shall have the same meanings ascribed to them in the Plan.
14 本命令中使用但未定义的所有首字母大写术语,均与方案赋予的含义相同。
原第 11 段
15
17 C.F.R. § 200.30-4(a)(21)(v).
15 《联邦法规汇编》第17编第200.30-4(a)(21)(v)条。